Compliance Inquiry

If you have a compliance-related question, concern or complaint involving Global Pacific Financial Services Ltd., our business practices, or an advisor associated with our firm, please use the form below.

This form may be used for matters involving:

• Compliance questions or complaints
• Advisor or business conduct concerns
• Disclosure-related matters
• Regulatory or policy concerns
• Other matters requiring Compliance review

Please do not include account numbers, Social Insurance Numbers (SINs), banking information, passwords or other highly sensitive information in this form. If additional information or documentation is required, a member of our team will contact you.

Privacy matters
For questions, requests or concerns specifically relating to personal information or privacy, please use our Privacy Inquiry form.

General service inquiries
For policy service, account questions, appointment requests or other general inquiries, please use our Contact Us form or contact our office.

Urgent matters
If your matter is urgent and requires immediate attention, please contact our office during regular business hours at 1.800.561.1177.

Your Information

First Name: *

Last name: *

Email Address: *

Phone number:

Organization / Company:

Your Relationship to Global Pacific: * - Select -ClientAdvisorInsurance Carrier / Financial InstitutionBusiness Partner / Service ProviderMember of the PublicOther

Type of Compliance Inquiry: * General Compliance QuestionComplaintAdvisor Conduct ConcernBusiness Conduct ConcernDisclosure-Related ConcernRegulatory InquiryOther

Details of your inquiry

Subject: *

Please describe your inquiry or concern and provide enough detail for us to understand the matter. Do not include account numbers, Social Insurance Numbers (SINs), banking information, passwords or other highly sensitive information. If additional information or documentation is required, a member of our team will contact you.

Name of advisor or individual involved, if applicable:

Date of incident or concern, if applicable:

Preferred Method of Contact: * - Select -EmailPhone

Please tell us how you would prefer to be contacted about your inquiry.

Privacy Notice: Personal information submitted through this form will be collected, used and retained by Global Pacific Financial Services Ltd. for the purpose of reviewing, responding to and documenting your compliance inquiry or complaint. We may contact you to obtain additional information where necessary. For more information about our privacy practices, please review our Privacy Policy.

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