Coffee Talks is a webinar series by Advocis featuring 30 minute talks on subjects of interest for advisors.
Episode eight: Square Peg, Round Hole: Making Regulation Fit
Financial services are heavily-regulated, and for good reason: advisors are fundamentally tasked with safeguarding the financial security and prosperity of clients and their families. Regulation is about setting rules that are fair to both industry and consumers – and despite their best efforts, regulators don't always get it right.
Join us on August 11th at 11:00 am EDT for a Coffee Talk with James Ryu, Senior Director, Legal and Regulatory Affairs at Advocis as he discusses how the department works to promote a regulatory environment that is fair for Advocis' members and their clients. It will also touch on a few of the pressing issues in the pipeline and how they could affect you and your practice.
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